Compliance leadership, without the full-time hire.
A named Fractional Chief Compliance Officer and a built-for-you compliance program, one fixed monthly fee. No headcount, no surprises. Led by former SEC, FINRA, and FDIC regulators who know how the other side reads a file.
No vendor juggling
Counsel, program build, and a licensed principal, not three vendors to manage.
Built by the examiners
Built and defended by people who ran the exams, not just read the rulebook.
Diligence-grade
Compliance that de-risks your next round and your next audit.
Pick the level of coverage you need.
Compliance Essentials
- Compliance health check and risk assessment
- Core policy library: privacy, data, conduct, AML/KYC
- Quarterly advisory sessions
- Annual compliance roadmap
- Regulatory-change watch alerts
- Email and Slack support, 48-hour response
Fractional CCO
- Named Fractional CCO of record
- Program design, build, and rollout
- Monthly management and reporting
- Vendor, contract, and regulatory review
- Employee training and attestations
- Board and investor compliance updates
- Priority support, 24-hour response
Compliance at Scale
- Regulator and auditor interface: SEC, FINRA
- Exam and audit readiness and response
- Multi-entity, multi-jurisdiction program
- Dedicated team: CCO plus analyst
- Custom controls and testing program
- Licensed principals of record
- On-demand support, same-day response
Scale up or down any month · Cancel on 30 days' notice
A 30-minute call. We map your gaps and recommend the right tier.
No pressure, no obligation. Bring us your situation and we will tell you exactly where you stand and what it takes to close it.
Book a consult → inquiries@greenridgegroup.orgGreenridge L&C Advisors, LLC d/b/a VGCCO, a Greenridge Group company. Pricing reflects standard monthly service tiers; complex, regulated, or multi-entity engagements may be custom-scoped. Fees exclude third-party, regulator, filing, and audit costs. Licensed legal services are provided by a licensed attorney and/or coordinated counsel; advisory services are not a substitute for legal representation where required. No regulatory outcome is guaranteed. For informational purposes only; not an offer or engagement.